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Two of the three federal banking agencies—the Federal Deposit Insurance Corporation (“FDIC”) and the Office of the Comptroller of the...
FINRA's recent review of its Enforcement Program may prove to be one of the most consequential developments in securities enforcement...
The Federal Deposit Insurance Corporation (“FDIC”) has moved to sharply scale back the insured depository institution (“IDI”) resolution...
On June 22, 2026, federal regulators released two additional notices of proposed rulemaking that would further build out the Bank Secrecy...
On April 1, 2026, the Financial Crimes Enforcement Network (FinCEN) published a Notice of Proposed Rulemaking (NPRM) in the Federal...
Direct access to the Federal Reserve’s payment systems has long been the holy grail for nonbank financial institutions and fintech...
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If you want a clear picture of where Reg BI is right now, the David Lerner Associates case is it. This isn’t a “new rule” story...
The first week of April 2026 produced a series of proposed federal rules that, if finalized, would meaningfully reshape the U.S....
With the statutory deadline for implementing regulations approaching on July 18, 2026, federal agencies seem to be moving in rapid...
After nearly three years of controversy, the long-awaited U.S. implementation of Basel III endgame is getting a do-over. On March 19,...
We know you missed us, so we are back to examine some more pitfalls that may be unidentified or ignored until they are those monsters...
On February 25, 2026, the Office of the Comptroller of the Currency (“OCC”) took an important step towards establishing a federal...
U.S. banking regulation underwent a material reset in 2025. With new leadership at the Federal Reserve, the OCC, and the FDIC, the second...
Trends converging in recent months have the potential to reshape the operating environment for fintechs, digital asset and payments...
Executive Summary On August 7, 2025, President Trump signed an executive order, “Democratizing Access to Alternative Assets for 401(k)...
International banks recently won a significant legal battle that could reshape the scope of potential liability in terrorism-related...